Flood Mitigation Planning

Procedures and Expectations


(Note: this is a brief explanation of the flood mitigation planning process. If you would like a more complete synopsis, contact Steve McMaster for a copy of the State of Nebraska Community Flood Mitigation Planning Guidebook.)

Developing a flood mitigation plan is beneficial for your community because it locates areas with flood problems, identifies courses of action to reduce the risk, and establishes a process to implement and review the plan as future conditions change. Thus, it is a major step toward reducing flood damages in a community.

A completed, approved flood mitigation plan is designed to be a planning tool which identifies community-supported, cost-effective, damage-reducing projects whenever funds become available. A mitigation plan is also a sign that your community is willing to address its flood problems. Because of this, a community with a mitigation plan may receive priority for disaster assistance money as Federal budgetary constraints continue to become more of a concern.

Also, more federal agencies are requiring some sort of flood planning document before funding a flood-related project. For example, if your community seeks a flood control structure through the Army Corps of Engineers (USACE), new guidance under section 202 (c) of the Water Resources Development Act of 1996 (WRDA) requires that, "The non-federal interest must prepare a floodplain management plan designed to reduce the impacts of future flood events in the project area." The process of developing the USACE floodplain management plan is very similar to the flood mitigation plan you would need to complete for the FMA and CRS programs. Thus, by completing a flood mitigation plan, you may qualify your community for more than one Federal flood mitigation program.

So enough about the benefits of developing a flood mitigation plan. What is involved with the development of a plan?

Before getting into the planning process, it should be mentioned that the citizens of a community are actively involved in the decision-making process from the very beginning. In fact, FMA Program Federal guidelines require it!. All of FEMA's mitigation programs encourage local input because of the experience many communities have had in dealing with "big government" coming in and telling them what needs to be done. We can't pretend to know the subtle variations about the flood situations in Scottsbluff, South Sioux City, Rulo, or any other city of village while sitting behind a desk in Lincoln. ALL mitigation is LOCAL, and the local citizens are the flood experts.

THE PLANNING PROCESS
With the assistance of citizens, elected officials, floodplain and emergency managers, and State flood program coordinators, the first step in developing a flood mitigation plan is to determine your community's goals and objectives related to its flood situation.

Goals - "What do we want to do?"
Examples of goals might be to keep the business district economically viable during a flood or to ensure connectivity and public safety in case part of your town would be isolated during high water. Another goal could be simply to reduce flood damages and risk to human safety during a flood.

Objectives - "How will we do it?"
Objectives are activities which could be done to accomplish the identified goals. For example, if a goal is to reduce flood damage, objectives might be to acquire structures located in the floodplain or to develop stricter floodplain development standards in order to ensure that no future development is placed in harms way. It is important to remember that any unpopular objectives can later be dropped from consideration - remember, this is the community's plan, and nothing should go into it which will be resented down the line.

Risk identification - "What is our vulnerability?"
In order to determine the best possible courses to address your community's flood problems, it is first necessary to understand what is at risk. This can be done in a variety of ways, but is essentially the same process. If your community has a recent FEMA flood map, every structure in the floodplain must be determined and the following information chronicled for each (why they are important is explained below):

From the FEMA flood map, it is possible to determine the extent and elevation of the 100-year flood for the flooding source(s) in your community. You can then assess your community's flood vulnerability by comparing the flood height elevation to the first floor and lowest-entry elevations of the structures you have on your list. This process can also be used to determine if a structure on the edge of the floodplain might be impacted by the 100-year flood if the flood elevation is higher than the lowest entry point of that structure.

It may be possible that your community does not have a FEMA flood map which delineates the 100-year flood. Or if your community does have a map, perhaps it is old or some flood control work has been done since the map was completed. In this case, in order to truly understand your community's flood risk, a reassessment of the floodplain should be done. This will entail engineering work which can be very expensive depending on the amount of work necessary. However, planning funds may be available in order to first determine the current extent of the 100-year flood; then determine your community's vulnerability. This is what was done for the City of Superior's FMA Program planning grant.

Since engineering work was mentioned, now would be the best time to mention that a certified surveyor or engineer should be the person who determines the lowest-entry and first flood elevations of the structures in the floodplain. If you have a community engineer on staff or retainer, this would be the best person to use. Otherwise, FMA planning grant funds could be used for this process.

DETERMINING MITIGATION PROJECTS
You should now have an idea about the number of structures at risk in your community. What can be done to protect them or what can be done to reduce the amount of damages in your community? This is another decision-making time when the public and local officials determine which courses of action are acceptable. It is best to have a brainstorming session to determine as many possible mitigation alternatives as possible - unacceptable choices will be removed through later processes. But there is a wide range of mitigation options to choose from - both structural and nonstructural. It is important to always keep in mind where potential funding for these projects might come from; for example, FEMA will not fund large structural projects. In addition, these projects must also prove to be cost-effective, not affect historic structures, and not have detrimental impacts on the environment, so let's discuss these criteria next.

Cost Effectiveness
In order to use Federal funds, it is necessary to show that any amount of money spent today will end up saving more money in the future - really, this is what mitigation is all about. In fact, FEMA estimates that every dollar spent on mitigation will save two to three dollars in future expenses, whether it be for damaged homes, disaster assistance, or National Flood Insurance Program (NFIP) claims. So how can you determine if a mitigation project is cost-effective? To get a basic understanding, look at the assessed values for all of the structures in the floodplain you identified according to the list above. This will give you an idea of the amount of assets you could ideally protect. This will also aid in whittling down the number of mitigation alternatives.

For example, let's say that at a public meeting, the group determines that, among other projects, they would like a dry dam above town or an acquisition project. For the sake of argument, let's say that there are 20 homes are located in the floodplain and each one has an assessed value of $30,000. This means that the entire amount of assets at risk is $600,000. Now let's say that a consulting company estimates the cost for the dry dam at $4,000,000. This means that the dry dam could be tossed out right away because it would cost much more than the assets it would protect. On the other hand, since the acquisition project would be voluntary and could be used to target specific homes, chances are it would be much more cost-effective. When determining the cost- effectiveness of a project, a benefit-cost analysis (BCA) is performed.

In order for FEMA to fund any project, it must have a BCA ratio of at least 1.00 (where the money spent equals the money saved in the future). Even though an acquisition project may have a higher ratio than other alternatives, if it is not over 1.00, it probably will not be funded.

In the analysis of an acquisition project, FEMA has specific benefit-cost modules to use. This is where the structure type becomes important (mentioned as "optional" above) because different construction will have different flood vulnerabilities. For example, a one-story house without a basement will have a different amount of damages as one with a basement. Other types of structures are two-story (with or without basement), split-level (with or without basement), and mobile home. The computer program compares the level of flooding to the first floor of the house, then computes a damage curve and determines the benefit-cost ratio.

Historic Preservation
Before Federal money is used to mitigate structures, the State Historic Preservation Officer (SHPO) must reply in writing that the project will not impact any historic buildings. The SHPO will look through a database of structures on the list of historic places, and if there are no historic buildings, the SHPO will write a letter saying it is okay to proceed.

Environmental Impacts
Naturally, Nebraska and FEMA do not want to be found liable for harming the environment through any actions. This is not typically a problem, but according to the National Environmental Policy Act (NEPA), a letter from agencies who determine environmental impacts will be necessary. Probably one of the most common environmental problems is acquiring property with underground storage tanks.

Plan Implementation
Now you have determined your community's flood vulnerability and you know which projects which have been proposed are also cost-effective. There's your plan! The next step before completion of the plan, however, are to determine the best way to implement the plan and then to have the community's elected board of officials adopt it. In order to implement the plan, you need to determine which agencies have funds available for the cost-effective projects you now have. Then you need to determine application deadlines for those funds and to submit applications accordingly. Writing your implementation procedures is one of the most vital inclusions in your mitigation plan. Having an "Action Plan" which identifies timelines and personnel to accomplish your projects is a good idea.

Plan Adoption
But as great as this whole process is, it doesn't mean anything if your elected board of officials (i.e., City, Village, County Board) does not adopt the plan as an official document for your community. The Board should also agree to revisit the plan every year or every two years to assess if goals and objectives have changed or if some projects have been completed and others need to be included. The way it is designed, a flood mitigation plan can fit into a community's comprehensive plan and is meant to be an adaptable and flexible plan if any conditions change.

A mitigation plan follows a logical course of reasoning and requires some decision-making throughout the process in order to ensure that, once adopted, it will continue to be a popular tool used to reduce flood damages in your community. It does not require a great deal of effort to complete, but it will require some time to attend public meetings and to review the plan, etc.

The Flood Mitigation Assistance (FMA) program has planning funds available to assist communities with 75% of the costs associated with the development of a flood mitigation plan. The remaining 25% must come from a non-federal source, which could be the State, Natural Resource District, your community, or other source. The goal of the FMA program is to reduce claims made against the National Flood Insurance Program (NFIP). With this goal in mind, one additional requirement for the FMA program which has not yet been mentioned is that every structure mitigated using FMA funds must have a NFIP policy.